Providing Growth Capital for Chinese Companies

• With the tremendous and dynamic economic growth occurring in China, Rockwell is dedicated to finding attractive investment opportunities;
• Our group acts as a bridge between U.S., Asia and European investors to invest in China, and Chinese companies who are looking for growth capital;
• We offer an array of product and industry expertise to Chinese companies, including initial public offerings, reverse mergers, PIPE's, follow-on offerings, convertible debt, and strategic advisory; and
• In addition, Rockwell works with many of the leading China-focused private equity and venture capital funds, State Owned Enterprises (SOEs), privately owned Chinese enterprises, consumers and institutions, providing access and insight to global industry trends.
  

Strategic Advisory Services

• An important objective for many public Chinese companies is to improve their visibility and liquidity. Rockwell can provide a variety of value-added services including:
  • Advising on the process of moving the company’s listing from a junior U.S. stock exchange (OTCBB) onto more senior U.S. stock exchange (NASDAQ, NYSE-AMEX); and
  • Introduction to additional retail investor groups to assist with increasing liquidity
  • Increasing visibility by introducing the company to research specialists, the financial journalist community, and invitations to investor conferences focused on China.
  • Introduction to appropriate legal and auditing firms with knowledge of both U.S. and Chinese securities issues
  • Assistance in identifying and recruiting qualified members for board of directors
  • Assistance with business development through former & current clients of RGC that may have synergies to their respective business. Provide Fairness Opinion

Record of Success in China

• The Senior Bankers at Rockwell have been involved with over $600M+ USD in capital raising for Chinese companies over the last 5 years at various Investment Banking firms, including RGC.

Structured Acquisition Vehicles

• Rockwell’s Investment Banking team has experience with Special Purpose Acquisition Companies (SPACs), having raised over $3 Billion USD for clients in this structure, as lead banker, co-manager or selling group member.