Outstanding Performance with a Commitment to Professional Service
INVESTMENT BANKING - Overview
Overview
Rockwell Global Capital LLC is a full service broker-dealer dedicated to deliver outstanding performance with an unwavering commitment to professional and personalized service for our clients.
Investment Banking professionals have tremendous experience in corporate finance and focus on servicing companies that are in the Global Emerging Markets and various high-growth U.S. Middle Market sectors.
Powerful capital markets distribution capabilities through our global Institutional Investor network as well as our proprietary retail platform of approximately 115 registered representatives.
Investment Banking
- Full service Financing & Corporate Advisory platform
- Global Emerging Markets and high-growth U.S. Middle Market focus
Equity / Fixed Income Sales & Trading
- Active and robust equity and fixed income trading and sales platforms to provide client liquidity
Capital Markets & Syndicate
- Global Institutional distribution capabilities
- US / Asia / Europe / Middle East / LATAM
- Syndicate relationships with over 100 FINRA member firms
- Strong relationships with major commercial banks, investment banks, private equity firm’s hedge funds and venture capital firms.
Private Client Sales
- Over $250 Million in Client Assets invested and/or under management at our clearing Firm*
- 7 offices
Research
REGULATED BY
FINRA | Regulatory Disclosures

