Bruce J. Guarino
President/Chief Executive Officer

 

Mr. Guarino has nearly twenty-five years experience in the securities industry.  Prior to Rockwell, he was a Senior Vice President and National Director of Sales for Investec, Ernst & Company, an International Specialized Bank headquartered in South Africa and the U. K.  Mr. Guarino also served on Investec’s Executive Committee.

Previously, Mr. Guarino served as Executive Management at a number of boutique investment firms.  Mr. Guarino graduated from St. John’s University with a degree in Government and Finance.

 

Glen R. Stifelman
Senior VP/Chief Compliance Officer

 

Glen R. Stifelman has been in the securities industry for over 20 years, having begun his career with Charles Schwab and Company in back office and branch management.

After 5 years he joined Quick & Reilly as a Branch Manager, served as President of Greenline USA (A division of Toronto Dominion Bank), Citicorp Securities Services as a Head Trader, the Head of Operations, Trading and Compliance for Instinet.com, Director of Operations and Compliance for Volaris Advisors, and a Vice President at Banc of America’s derivatives desk.

Mr. Stifelman has also served as a Regional Director of Compliance and Operations for The Response Companies and over the past few years has served as the Chief Compliance Officer of Evolution Financial Technologies.  Currently, he also serves as a FINRA arbitrator.

Mr. Stifelman is a graduate of the State University College at Oneonta, New York.

 

Christopher P. Ferrara
Vice President/Director of Municipal Securities

 

Mr. Ferrara has nearly a decade of experience in the securities industry. At Rockwell Global Capital he is the Municipal Securities Principal as well as the Director of our Asset Allocation and Retirement Planning divisions. Prior to joining Rockwell, Mr. Ferrara was a Financial Advisor at Merrill Lynch. Mr. Ferrara graduated from Fordham University with a BS degree in Finance and Marketing and an MBA in Finance.