Bruce J. Guarino
President/Chief Executive Officer

 

Mr. Guarino has nearly twenty-five years experience in the securities industry.  Prior to Rockwell, he was a Senior Vice President and National Director of Sales for Investec, Ernst & Company, an International Specialized Bank headquartered in South Africa and the U. K.  Mr. Guarino also served on Investec’s Executive Committee.

Previously, Mr. Guarino served as Executive Management at a number of boutique investment firms.  Mr. Guarino graduated from St. John’s University with a degree in Government and Finance.

 

Joseph T. Natoli
SVP/Chief Compliance Officer/General Counsel

 

Prior to the creation of Rockwell Global Capital LLC, Mr. Natoli was a Vice President, New York Compliance at NF Clearing Inc. (the clearing arm of Fidelity Investments).  Previous to that, he served in the role of Director of Retail Compliance at both the Maxim Group LLC, where he also served on the Executive Committee and at Investec Ernst & Company, an International Specialized Bank headquartered in South Africa and the U. K.

 

Mr. Natoli obtained a Bachelor of Science from New York Institute of Technology with Magna Cum Laude honors in 1982 and received his Juris Doctorate from Hofstra University School of Law in 1985.  For nearly 10 years he was involved in the private practice of law prior to embarking on a career in the financial industry in 1994.

 

Christopher P. Ferrara
Vice President
Director of Municipal Securities

 

Mr. Ferrara has nearly a decade of experience in the securities industry. At Rockwell Global Capital he is the Municipal Securities Principal as well as the Director of our Asset Allocation and Retirement Planning divisions. Prior to joining Rockwell, Mr. Ferrara was a Financial Advisor at Merrill Lynch. Mr. Ferrara graduated from Fordham University with a BS degree in Finance and Marketing and an MBA in Finance.