Head of Equity
Bruce J. Guarino
President/Chief Executive Officer
Mr. Guarino has over twenty-five years experience in the securities industry. Prior to Rockwell, he was a Senior Vice President and National Director of Sales for Investec, Ernst & Company, an International Specialized Bank headquartered in South Africa and the U. K. Mr. Guarino also served on Investec’s Executive Committee.
Previously, Mr. Guarino served as Executive Management at a number of boutique investment firms. Mr. Guarino graduated from St. John’s University with a degree in Government and Finance.
Glen R. Stifelman
Senior VP/Chief Compliance Officer
Glen R. Stifelman has been in the securities industry for over 20 years, having begun his career with Charles Schwab and Company in back office and branch management.
After 5 years he joined Quick & Reilly as a Branch Manager, served as President of Greenline USA (A division of Toronto Dominion Bank), Citicorp Securities Services as a Head Trader, the Head of Operations, Trading and Compliance for Instinet.com, Director of Operations and Compliance for Volaris Advisors, and a Vice President at Banc of America’s derivatives desk.
Mr. Stifelman has also served as a Regional Director of Compliance and Operations for The Response Companies and over the past few years has served as the Chief Compliance Officer of Evolution Financial Technologies. Currently, he also serves as a FINRA arbitrator.
Mr. Stifelman is a graduate of the State University College at Oneonta, New York.
Mr. Sarkis has 20 years of experience in merchant banking, investment banking Retail & Institutional sales, and private equity for small/mid-market capitalization companies. Mr. Sarkis has led private and public international financings for companies based in Europe, the Middle East, China and South East Asia. Mr. Sarkis was the head of global capital markets at Newbridge Securities from 2008 to 2011. Before that, he the Senior Managing Director, Head of Investment Banking at H.C. Wainwright & Co. from 2006 to 2008. He was the founding partner and Head of Investment Banking at Maxim Group LLC from 2002 to 2006. From 1998 to 2002, he was Managing Director in the Healthcare and Technology Banking Groups at Investec, Inc. He attended McGill University (Montreal), and the BS/DO Biomedical degree program at the NYIT/ New York College of Osteopathic Medicine.
Chief Market Economist
Mr. Cardillo joins Rockwell having 45 years experience in the Financial Services Industry. He is a regular commentator on various U.S. and International business news and media, including Bloomberg Radio, CNBC World, The Wall Street Journal, USA Today, New York Times, and Consensus Financial Weekly. In addition, his comments are published weekly on Marketwatch.com, Reuters, CNN Money, TheStreet.com and other internet business publications.
Before joining Rockwell Global Capital, Mr. Cardillo was employed as Chief Market Economist at Avalon Partners, Chief Market Analyst for S.W. Bach & Company. Previously he was employed by Westfalia Investments for 13 years and Josephthal & Co. for 27 years. Mr. Cardillo studied Economics at Rhods and New York Institute of Finance.
Senior Vice President / National Sales Supervisor
Mr. Guarino has over 25 years of experience in the securities industry. He started his career working at several boutique investment banking firms. Prior to Rockwell Global Capital LLC, Mr. Guarino was a Senior Vice President of Sales for Investec, Ernst & Company, an International Specialized Bank based in South Africa & the U.K. Upon joining Rockwell, He was the Branch Manager of the companies Flagship location. In October 2010 Mr. Guarino was promoted to the position of National Sales Supervisor. Currently overseeing all sales and operations of the firm’s day to day business.
Mr. Guarino received his Bachelor of Science in Business Management from Dowling College. Mr. Guarino has achieved the following FINRA registrations: Series 7, 24 & 63.
Vice President of Compliance and Operations
Dennis Grubelic has been in the Securities industry for over 18 years, offering investment advice to high net worth individuals and corporations. Prior to joining Rockwell Global Capital LLC, Mr.Grubelic was a Senior Registered Representative at several regional boutique firms as well as Investec, Ernst & Company, an International Specialized Bank headquartered in South Africa and the United Kingdom.
Upon joining Rockwell Global Capital LLC he served in the capacity as the retail sales manager of Rockwell Global Capital’s NYC Midtown Manhattan Office. In 2009 Mr. Grubelic was promoted to Senior Operations Manager and Compliance Associate. Currently as Vice President of Compliance and Operations of Rockwell Global Capital LLC, Mr. Grubelic oversees and supervises operations at Rockwell Global Capital LLC. As well as continuing to carry out all day to day compliance functions. Mr. Grubelic has achieved the following FINRA registrations: Series 7, 24, 62, 63, 65, and 99.